Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KEUNG, LOK TING NICOLE
Chinese Name of Relevant Individual
強洛婷
HKMA Registration Number
AG0490
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2017 - 12 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2017 - 12 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2015 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2015 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2013 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2013 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jul 2013 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KEUNG, LOK TING NICOLE
:
Chinese Name of Relevant Individual
強洛婷
:
HKMA Registration Number
AG0490
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0490
BNP PARIBAS
Type 1: dealing in securities
31 Aug 2017 - 12 Dec 2019
No
AG0490
BNP PARIBAS
Type 4: advising on securities
31 Aug 2017 - 12 Dec 2019
No
AG0490
CTBC BANK CO., LTD.
Type 1: dealing in securities
01 May 2015 - 20 Aug 2017
No
AG0490
CTBC BANK CO., LTD.
Type 4: advising on securities
01 May 2015 - 20 Aug 2017
No
AG0490
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jul 2013 - 23 Apr 2015
No
AG0490
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Jul 2013 - 23 Apr 2015
No
AG0490
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jul 2013 - 23 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.