Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUA, SEE PIU
Chinese Name of Relevant Individual
HKMA Registration Number
AG0491
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2019 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2019 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2019 - 24 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2019 - 24 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2019 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2019 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2018 - 16 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2018 - 16 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2018 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2018 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2018 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUA, SEE PIU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0491
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2019 - 31 Oct 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2019 - 31 Oct 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jul 2019 - 24 Jul 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Jul 2019 - 24 Jul 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Mar 2019 - 29 Mar 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Mar 2019 - 29 Mar 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jan 2019 - 18 Jan 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Jan 2019 - 18 Jan 2019
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Oct 2018 - 31 Oct 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Oct 2018 - 31 Oct 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Aug 2018 - 16 Aug 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Aug 2018 - 16 Aug 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jul 2018 - 25 Jul 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jul 2018 - 25 Jul 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Mar 2018 - 06 Mar 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Mar 2018 - 06 Mar 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jan 2018 - 25 Jan 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jan 2018 - 25 Jan 2018
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Sep 2017 - 04 Oct 2017
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Sep 2017 - 04 Oct 2017
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Feb 2014 - 27 Feb 2014
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Nov 2013 - 13 Nov 2013
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Sep 2013 - 25 Sep 2013
No
AG0491
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Jul 2013 - 03 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.