Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GHOSH, ARUP KUMAR
Chinese Name of Relevant Individual
HKMA Registration Number
AG0493
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2025 - 26 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2018 - 01 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2018 - 06 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2017 - 19 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2017 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2016 - 03 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2016 - 04 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2015 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2015 - 06 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2013 - 28 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2013 - 28 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2013 - 01 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2013 - 01 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GHOSH, ARUP KUMAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0493
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Nov 2025 - 26 Nov 2025
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2018 - 23 Nov 2018
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 May 2018 - 01 Jun 2018
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Feb 2018 - 06 Feb 2018
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2017 - 19 Jul 2017
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Feb 2017 - 24 Feb 2017
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2016 - 03 Aug 2016
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Mar 2016 - 04 Mar 2016
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Nov 2015 - 18 Nov 2015
No
AG0493
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Aug 2015 - 06 Aug 2015
No
AG0493
CITIBANK, N.A.
Type 1: dealing in securities
25 Aug 2013 - 28 Aug 2013
No
AG0493
CITIBANK, N.A.
Type 4: advising on securities
25 Aug 2013 - 28 Aug 2013
No
AG0493
CITIBANK, N.A.
Type 1: dealing in securities
30 Jul 2013 - 01 Aug 2013
No
AG0493
CITIBANK, N.A.
Type 4: advising on securities
30 Jul 2013 - 01 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.