Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SIU BUN STEVEN
Chinese Name of Relevant Individual
伍兆斌
HKMA Registration Number
AG0512
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2014 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2014 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SIU BUN STEVEN
:
Chinese Name of Relevant Individual
伍兆斌
:
HKMA Registration Number
AG0512
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0512
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Sep 2014 - 26 Jun 2016
No
AG0512
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Sep 2014 - 26 Jun 2016
No
AG0512
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2014 - 30 Apr 2014
No
AG0512
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2014 - 30 Apr 2014
No
AG0512
WING LUNG BANK LIMITED
Type 1: dealing in securities
01 Aug 2013 - 28 Mar 2014
No
AG0512
WING LUNG BANK LIMITED
Type 4: advising on securities
01 Aug 2013 - 28 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.