Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, LAI KIT
Chinese Name of Relevant Individual
王禮傑
HKMA Registration Number
AG0527
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
ASSISTANT HEAD OF WEALTH MANAGEMENT & PRIVATE BANKING DEPARTMENT
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
ASSISTANT HEAD OF WEALTH MANAGEMENT & PRIVATE BANKING DEPARTMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HUA XIA BANK CO., LIMITED
SFC CE number
BDQ794
Business Address
SUITES 1611-1615 ON 16/F AND THE WHOLE OF 18/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2022 - 27 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2022 - 27 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2018 - 18 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2018 - 18 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2015 - 21 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2015 - 21 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2014 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2014 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2013 - 23 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2013 - 23 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, LAI KIT
:
Chinese Name of Relevant Individual
王禮傑
:
HKMA Registration Number
AG0527
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
22 Sep 2022
Yes
ASSISTANT HEAD OF WEALTH MANAGEMENT & PRIVATE BANKING DEPARTMENT
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
22 Sep 2022
Yes
ASSISTANT HEAD OF WEALTH MANAGEMENT & PRIVATE BANKING DEPARTMENT
Name of Registered Institution
SFC CE number
Business Address
HUA XIA BANK CO., LIMITED
BDQ794
SUITES 1611-1615 ON 16/F AND THE WHOLE OF 18/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0527
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
Since 28 Aug 2023
Yes
AG0527
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
Since 28 Aug 2023
Yes
AG0527
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
22 Sep 2022 - 27 Aug 2023
No
AG0527
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
22 Sep 2022 - 27 Aug 2023
No
AG0527
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Aug 2018 - 18 Sep 2022
No
AG0527
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Aug 2018 - 18 Sep 2022
No
AG0527
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2015 - 21 Jul 2018
No
AG0527
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2015 - 21 Jul 2018
No
AG0527
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2014 - 17 Sep 2015
No
AG0527
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Aug 2014 - 17 Sep 2015
No
AG0527
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
02 Aug 2013 - 23 Jul 2014
No
AG0527
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
02 Aug 2013 - 23 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.