Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, SZE MAN
Chinese Name of Relevant Individual
倪詩敏
HKMA Registration Number
AG0528
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2014 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2014 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2013 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2013 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, SZE MAN
:
Chinese Name of Relevant Individual
倪詩敏
:
HKMA Registration Number
AG0528
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0528
MACQUARIE BANK LIMITED
Type 1: dealing in securities
19 Nov 2014 - 16 Jan 2017
No
AG0528
MACQUARIE BANK LIMITED
Type 4: advising on securities
19 Nov 2014 - 16 Jan 2017
No
AG0528
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
02 Aug 2013 - 17 Oct 2014
No
AG0528
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
02 Aug 2013 - 17 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.