Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, JAEWOO
Chinese Name of Relevant Individual
金栽估
HKMA Registration Number
AG0540
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2013 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2013 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2013 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2013 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, JAEWOO
:
Chinese Name of Relevant Individual
金栽估
:
HKMA Registration Number
AG0540
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0540
CITIBANK, N.A.
Type 1: dealing in securities
03 Aug 2013 - 15 May 2014
No
AG0540
CITIBANK, N.A.
Type 4: advising on securities
03 Aug 2013 - 15 May 2014
No
AG0540
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Aug 2013 - 15 May 2014
No
AG0540
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 Aug 2013 - 15 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.