Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NARDI, ANDREW SCOTT
Chinese Name of Relevant Individual
HKMA Registration Number
AG0577
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Apr 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Apr 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
08 Apr 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 08 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2014 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2014 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jul 2014 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jul 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2013 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2013 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NARDI, ANDREW SCOTT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0577
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK LTD.
Type 1: dealing in securities
08 Apr 2017
No
TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
08 Apr 2017
No
TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 6: advising on corporate finance
08 Apr 2017
No
TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0577
DBS BANK LTD.
Type 1: dealing in securities
Since 08 Apr 2017
No
AG0577
DBS BANK LTD.
Type 4: advising on securities
Since 08 Apr 2017
No
AG0577
DBS BANK LTD.
Type 6: advising on corporate finance
Since 08 Apr 2017
No
AG0577
DBS BANK LTD.
Type 1: dealing in securities
29 Jul 2014 - 03 Jul 2016
No
AG0577
DBS BANK LTD.
Type 4: advising on securities
29 Jul 2014 - 03 Jul 2016
No
AG0577
DBS BANK LTD.
Type 6: advising on corporate finance
29 Jul 2014 - 03 Jul 2016
No
AG0577
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jul 2014 - 22 Sep 2014
No
AG0577
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jul 2014 - 22 Sep 2014
No
AG0577
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Jul 2014 - 22 Sep 2014
No
AG0577
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Aug 2013 - 31 Dec 2013
No
AG0577
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Aug 2013 - 31 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.