Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TU, I CHIA
Chinese Name of Relevant Individual
凃懿家
HKMA Registration Number
AG0581
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2014 - 28 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2013 - 02 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2013 - 02 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Aug 2013 - 02 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TU, I CHIA
:
Chinese Name of Relevant Individual
凃懿家
:
HKMA Registration Number
AG0581
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0581
NATIONAL AUSTRALIA BANK, LIMITED
Type 4: advising on securities
14 Jun 2014 - 28 Dec 2014
No
AG0581
STANDARD BANK PLC
Type 1: dealing in securities
08 Aug 2013 - 02 Sep 2013
No
AG0581
STANDARD BANK PLC
Type 4: advising on securities
08 Aug 2013 - 02 Sep 2013
No
AG0581
STANDARD BANK PLC
Type 6: advising on corporate finance
08 Aug 2013 - 02 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.