Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, CHI HIM
Chinese Name of Relevant Individual
鍾智謙
HKMA Registration Number
AG0592
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2015 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2015 - 06 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2015 - 06 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2013 - 21 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2013 - 21 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, CHI HIM
:
Chinese Name of Relevant Individual
鍾智謙
:
HKMA Registration Number
AG0592
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0592
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Oct 2015 - 06 Mar 2018
No
AG0592
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Aug 2015 - 06 Sep 2015
No
AG0592
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Aug 2015 - 06 Sep 2015
No
AG0592
CHONG HING BANK LIMITED
Type 1: dealing in securities
08 Aug 2013 - 21 Sep 2014
No
AG0592
CHONG HING BANK LIMITED
Type 4: advising on securities
08 Aug 2013 - 21 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
