Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHUN YIN
Chinese Name of Relevant Individual
劉俊賢
HKMA Registration Number
AG0640
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2014 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2014 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2013 - 22 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2013 - 22 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Aug 2013 - 22 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHUN YIN
:
Chinese Name of Relevant Individual
劉俊賢
:
HKMA Registration Number
AG0640
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0640
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2014 - 22 Jun 2025
No
AG0640
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2014 - 22 Jun 2025
No
AG0640
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2013 - 22 Feb 2014
No
AG0640
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Aug 2013 - 22 Feb 2014
No
AG0640
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2013 - 22 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.