Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAI, LIANG
Chinese Name of Relevant Individual
蓋凉
HKMA Registration Number
AG0644
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 May 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SOCIETE GENERALE
SFC CE number
AAL252
Business Address
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2015 - 13 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2015 - 13 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2013 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2013 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Oct 2013 - 01 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAI, LIANG
:
Chinese Name of Relevant Individual
蓋凉
:
HKMA Registration Number
AG0644
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SOCIETE GENERALE
Type 1: dealing in securities
11 May 2017
No
SALES
Name of Registered Institution
SFC CE number
Business Address
SOCIETE GENERALE
AAL252
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0644
SOCIETE GENERALE
Type 1: dealing in securities
Since 11 May 2017
No
AG0644
BANCO SANTANDER, S.A.
Type 1: dealing in securities
06 Oct 2015 - 13 Apr 2017
No
AG0644
BANCO SANTANDER, S.A.
Type 4: advising on securities
06 Oct 2015 - 13 Apr 2017
No
AG0644
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Aug 2013 - 18 Jun 2014
No
AG0644
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Aug 2013 - 18 Jun 2014
No
AG0644
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Oct 2013 - 01 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.