Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YU KONG
Chinese Name of Relevant Individual
李宇剛
HKMA Registration Number
AG0663
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2020 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2020 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Mar 2020 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2014 - 03 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2014 - 03 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Aug 2014 - 03 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2013 - 06 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2013 - 06 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2013 - 03 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2013 - 03 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YU KONG
:
Chinese Name of Relevant Individual
李宇剛
:
HKMA Registration Number
AG0663
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0663
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Mar 2020 - 30 Sep 2022
No
AG0663
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Mar 2020 - 30 Sep 2022
No
AG0663
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Mar 2020 - 30 Jun 2022
No
AG0663
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Aug 2014 - 03 Jan 2019
No
AG0663
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Aug 2014 - 03 Jan 2019
No
AG0663
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Aug 2014 - 03 Jan 2019
No
AG0663
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Nov 2013 - 06 Jul 2014
No
AG0663
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Nov 2013 - 06 Jul 2014
No
AG0663
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2013 - 03 Oct 2013
No
AG0663
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2013 - 03 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.