Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, KAI CHEUNG THOMAS
Chinese Name of Relevant Individual
胡啟璋
HKMA Registration Number
AG0669
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 21 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2021 - 21 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2013 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
15 Aug 2013 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, KAI CHEUNG THOMAS
:
Chinese Name of Relevant Individual
胡啟璋
:
HKMA Registration Number
AG0669
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0669
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 21 Jan 2022
No
AG0669
BANQUE PICTET & CIE SA
Type 9: asset management
01 Aug 2021 - 21 Jan 2022
No
AG0669
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
15 Aug 2013 - 30 Jul 2021
No
AG0669
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
15 Aug 2013 - 30 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.