Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WONG, SIN YAN SINDY
Chinese Name of Relevant Individual

黃倩欣
HKMA Registration Number
AG0676
Other HKMA Registration Number(s)
AF7148
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, SIN YAN SINDY
:
Chinese Name of Relevant Individual
黃倩欣
:
HKMA Registration Number
AG0676
:
Other HKMA Registration Number(s)
AF7148
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
02 Apr 2024
No
SALESPERSON
UBS AG
Type 4: advising on securities
02 Apr 2024
No
SALESPERSON