Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, YAT CHUN
Chinese Name of Relevant Individual
鄧逸俊
HKMA Registration Number
AG0705
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Feb 2020
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SPECIALIST
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Feb 2020
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2018 - 14 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2018 - 14 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2015 - 18 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2015 - 18 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2013 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2013 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Aug 2013 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, YAT CHUN
:
Chinese Name of Relevant Individual
鄧逸俊
:
HKMA Registration Number
AG0705
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Feb 2020
No
INSURANCE SPECIALIST
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Feb 2020
No
INSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0705
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 08 Feb 2020
No
AG0705
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 08 Feb 2020
No
AG0705
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Mar 2018 - 14 May 2019
No
AG0705
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Mar 2018 - 14 May 2019
No
AG0705
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Dec 2015 - 18 Sep 2017
No
AG0705
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Dec 2015 - 18 Sep 2017
No
AG0705
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Aug 2013 - 04 Nov 2015
No
AG0705
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Aug 2013 - 04 Nov 2015
No
AG0705
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Aug 2013 - 04 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.