Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHUN WANG
Chinese Name of Relevant Individual
李俊宏
HKMA Registration Number
AG0742
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2022 - 14 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2022 - 14 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2017 - 03 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2017 - 03 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2013 - 09 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHUN WANG
:
Chinese Name of Relevant Individual
李俊宏
:
HKMA Registration Number
AG0742
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0742
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
27 May 2022 - 14 Oct 2024
No
AG0742
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
27 May 2022 - 14 Oct 2024
No
AG0742
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2017 - 03 Apr 2018
No
AG0742
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2017 - 03 Apr 2018
No
AG0742
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Aug 2013 - 09 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.