Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TABATA, TETSUYA
Chinese Name of Relevant Individual
田端哲也
HKMA Registration Number
AG0752
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2013 - 06 Jan 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2013 - 06 Jan 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
22 Aug 2013 - 06 Jan 2014
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TABATA, TETSUYA
:
Chinese Name of Relevant Individual
田端哲也
:
HKMA Registration Number
AG0752
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0752
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Type 1: dealing in securities
22 Aug 2013 - 06 Jan 2014
Yes
AG0752
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Type 4: advising on securities
22 Aug 2013 - 06 Jan 2014
Yes
AG0752
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Type 9: asset management
22 Aug 2013 - 06 Jan 2014
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.