Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GEARHART, JACOB SCHLAGER SPENCER
Chinese Name of Relevant Individual
HKMA Registration Number
AG0753
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2014 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2014 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Dec 2014 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Dec 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Nov 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Sep 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GEARHART, JACOB SCHLAGER SPENCER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0753
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Dec 2014 - 30 Jun 2019
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Dec 2014 - 30 Jun 2019
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
04 Dec 2014 - 30 Jun 2019
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Jul 2014 - 04 Jul 2014
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Jul 2014 - 04 Jul 2014
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
02 Jul 2014 - 04 Jul 2014
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Dec 2013 - 18 Dec 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Dec 2013 - 18 Dec 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
16 Dec 2013 - 18 Dec 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Nov 2013 - 21 Nov 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Nov 2013 - 21 Nov 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
15 Nov 2013 - 21 Nov 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Sep 2013 - 27 Sep 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Sep 2013 - 27 Sep 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
25 Sep 2013 - 27 Sep 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Aug 2013 - 28 Aug 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Aug 2013 - 28 Aug 2013
No
AG0753
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
23 Aug 2013 - 28 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.