Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PHILIPS, TERRANCE JOSEPH
Chinese Name of Relevant Individual
HKMA Registration Number
AG0769
Other HKMA Registration Number(s)
AG0606, AG0768
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2014 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2014 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2014 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2014 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2013 - 08 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2013 - 08 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2013 - 08 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2013 - 08 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2013 - 28 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2013 - 28 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2013 - 25 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2013 - 25 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2013 - 25 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2013 - 25 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PHILIPS, TERRANCE JOSEPH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0769
:
Other HKMA Registration Number(s)
AG0606, AG0768
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0769
CITIBANK, N.A.
Type 1: dealing in securities
15 Feb 2014 - 18 Aug 2023
No
AG0769
CITIBANK, N.A.
Type 4: advising on securities
15 Feb 2014 - 18 Aug 2023
No
AG0769
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
15 Feb 2014 - 18 Aug 2023
No
AG0769
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
15 Feb 2014 - 18 Aug 2023
No
AG0769
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Aug 2013 - 08 Feb 2014
No
AG0769
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
27 Aug 2013 - 08 Feb 2014
No
AG0769
CITIBANK, N.A.
Type 1: dealing in securities
24 Aug 2013 - 08 Feb 2014
No
AG0769
CITIBANK, N.A.
Type 4: advising on securities
24 Aug 2013 - 08 Feb 2014
No
AG0606
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Aug 2013 - 28 Aug 2013
No
AG0606
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
09 Aug 2013 - 28 Aug 2013
No
AG0768
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Aug 2013 - 25 Aug 2013
No
AG0768
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 Aug 2013 - 25 Aug 2013
No
AG0606
CITIBANK, N.A.
Type 1: dealing in securities
09 Aug 2013 - 25 Aug 2013
No
AG0606
CITIBANK, N.A.
Type 4: advising on securities
09 Aug 2013 - 25 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.