Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIE, YINGXING
Chinese Name of Relevant Individual
謝英行
HKMA Registration Number
AG0778
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2013 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2013 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2013 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2013 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2013 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2013 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIE, YINGXING
:
Chinese Name of Relevant Individual
謝英行
:
HKMA Registration Number
AG0778
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0778
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2013 - 05 Oct 2014
No
AG0778
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Aug 2013 - 05 Oct 2014
No
AG0778
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
28 Aug 2013 - 02 Oct 2014
No
AG0778
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
28 Aug 2013 - 02 Oct 2014
No
AG0778
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
27 Aug 2013 - 02 Oct 2014
No
AG0778
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
27 Aug 2013 - 02 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.