Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THAM, POH KEONG, EUGENE
Chinese Name of Relevant Individual
HKMA Registration Number
AG0786
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2023 - 11 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2019 - 13 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2019 - 09 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2018 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2017 - 22 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2017 - 05 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2017 - 27 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2016 - 12 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2015 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2014 - 30 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2014 - 22 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2013 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THAM, POH KEONG, EUGENE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0786
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
06 Jan 2023 - 11 Jan 2023
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
09 Sep 2019 - 13 Sep 2019
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
06 May 2019 - 10 May 2019
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
04 Jan 2019 - 09 Jan 2019
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
23 Apr 2018 - 27 Apr 2018
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
19 Sep 2017 - 22 Sep 2017
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
30 Jun 2017 - 05 Jul 2017
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
21 Apr 2017 - 27 Apr 2017
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
11 Apr 2016 - 12 Apr 2016
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
16 Nov 2015 - 18 Nov 2015
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
24 Aug 2014 - 30 Aug 2014
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
16 Mar 2014 - 22 Mar 2014
No
AG0786
BARCLAYS BANK PLC
Type 4: advising on securities
25 Aug 2013 - 31 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.