Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FANG, LINA
Chinese Name of Relevant Individual
方琳琳
HKMA Registration Number
AG0822
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2014 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2014 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2013 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2013 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FANG, LINA
:
Chinese Name of Relevant Individual
方琳琳
:
HKMA Registration Number
AG0822
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0822
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Sep 2017 - 06 Aug 2019
No
AG0822
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Sep 2017 - 06 Aug 2019
No
AG0822
WING LUNG BANK LIMITED
Type 1: dealing in securities
09 Aug 2014 - 31 Jul 2017
No
AG0822
WING LUNG BANK LIMITED
Type 4: advising on securities
09 Aug 2014 - 31 Jul 2017
No
AG0822
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
29 Aug 2013 - 07 May 2014
No
AG0822
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
29 Aug 2013 - 07 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.