Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAI, FELIX KING MING
Chinese Name of Relevant Individual
HKMA Registration Number
AG0830
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2023 - 12 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2023 - 12 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2015 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2013 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2013 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2013 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2013 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAI, FELIX KING MING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0830
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0830
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
06 May 2023 - 12 Jul 2024
No
AG0830
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
06 May 2023 - 12 Jul 2024
No
AG0830
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Aug 2015 - 19 Nov 2021
No
AG0830
CITIBANK, N.A.
Type 1: dealing in securities
30 Aug 2013 - 21 Jun 2015
No
AG0830
CITIBANK, N.A.
Type 4: advising on securities
30 Aug 2013 - 21 Jun 2015
No
AG0830
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Aug 2013 - 21 Jun 2015
No
AG0830
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
30 Aug 2013 - 21 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.