Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, KA CHUN
Chinese Name of Relevant Individual
郭嘉俊
HKMA Registration Number
AG0835
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF BRANCH
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF BRANCH
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2018 - 19 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2018 - 19 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2017 - 01 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2017 - 01 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jul 2017 - 01 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2013 - 10 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2013 - 10 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, KA CHUN
:
Chinese Name of Relevant Individual
郭嘉俊
:
HKMA Registration Number
AG0835
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
20 Jan 2021
No
HEAD OF BRANCH
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
20 Jan 2021
No
HEAD OF BRANCH
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0835
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 20 Jan 2021
No
AG0835
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 20 Jan 2021
No
AG0835
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Jan 2018 - 19 Oct 2020
No
AG0835
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Jan 2018 - 19 Oct 2020
No
AG0835
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Jul 2017 - 01 Jan 2018
No
AG0835
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jul 2017 - 01 Jan 2018
No
AG0835
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Jul 2017 - 01 Jan 2018
No
AG0835
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2013 - 10 Jun 2017
No
AG0835
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2013 - 10 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.