Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, CHUNG YAN PAMELA
Chinese Name of Relevant Individual
邱頌恩
HKMA Registration Number
AG0867
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2019 - 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2019 - 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2015 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2015 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2015 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2015 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2013 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2013 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, CHUNG YAN PAMELA
:
Chinese Name of Relevant Individual
邱頌恩
:
HKMA Registration Number
AG0867
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0867
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
08 Jul 2019 - 11 Feb 2022
No
AG0867
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
08 Jul 2019 - 11 Feb 2022
No
AG0867
CITIBANK, N.A.
Type 1: dealing in securities
07 Aug 2015 - 24 May 2019
No
AG0867
CITIBANK, N.A.
Type 4: advising on securities
07 Aug 2015 - 24 May 2019
No
AG0867
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Aug 2015 - 24 May 2019
No
AG0867
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Aug 2015 - 24 May 2019
No
AG0867
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
02 Sep 2013 - 31 Jul 2015
No
AG0867
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
02 Sep 2013 - 31 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.