Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WANG, LI CHEN
Chinese Name of Relevant Individual

HKMA Registration Number
AG0890
Other HKMA Registration Number(s)
AF2362
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Sep 2013
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
15 Jul 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Sep 2013
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
15 Jul 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WANG, LI CHEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0890
:
Other HKMA Registration Number(s)
AF2362
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
04 Sep 2013
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 2: dealing in futures contracts
15 Jul 2014
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 4: advising on securities
04 Sep 2013
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 5: advising on futures contracts
15 Jul 2014
No
STAFF OF CLIENT ADVISOR