Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAN, QINGQI
Chinese Name of Relevant Individual
韓清琪
HKMA Registration Number
AG0894
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2023 - 27 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2023 - 27 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2023 - 27 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2023 - 27 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2013 - 20 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2013 - 20 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2019 - 13 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2019 - 13 Jan 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAN, QINGQI
:
Chinese Name of Relevant Individual
韓清琪
:
HKMA Registration Number
AG0894
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0894
CITIBANK, N.A.
Type 1: dealing in securities
04 Feb 2023 - 27 Mar 2024
No
AG0894
CITIBANK, N.A.
Type 4: advising on securities
04 Feb 2023 - 27 Mar 2024
No
AG0894
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Feb 2023 - 27 Mar 2024
No
AG0894
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
04 Feb 2023 - 27 Mar 2024
No
AG0894
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Sep 2013 - 20 Oct 2022
No
AG0894
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Sep 2013 - 20 Oct 2022
No
AG0894
HSBC BANK PLC
Type 1: dealing in securities
14 Mar 2019 - 13 Jan 2021
No
AG0894
HSBC BANK PLC
Type 4: advising on securities
14 Mar 2019 - 13 Jan 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.