Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, JIAQIAN
Chinese Name of Relevant Individual
李佳倩
HKMA Registration Number
AG0898
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2017 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2017 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2014 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2014 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2013 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2013 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, JIAQIAN
:
Chinese Name of Relevant Individual
李佳倩
:
HKMA Registration Number
AG0898
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0898
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
03 Mar 2017 - 30 Sep 2020
No
AG0898
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
03 Mar 2017 - 30 Sep 2020
No
AG0898
BSI LTD
Type 1: dealing in securities
17 Dec 2014 - 17 Jan 2017
No
AG0898
BSI LTD
Type 4: advising on securities
17 Dec 2014 - 17 Jan 2017
No
AG0898
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
04 Sep 2013 - 11 Jul 2014
No
AG0898
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
04 Sep 2013 - 11 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.