Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, JAIME CHI LUM
Chinese Name of Relevant Individual
趙芝霖
HKMA Registration Number
AG0905
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2015 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2015 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2015 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2015 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2013 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2013 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, JAIME CHI LUM
:
Chinese Name of Relevant Individual
趙芝霖
:
HKMA Registration Number
AG0905
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0905
CITIBANK, N.A.
Type 1: dealing in securities
10 Sep 2015 - 09 Jun 2017
No
AG0905
CITIBANK, N.A.
Type 4: advising on securities
10 Sep 2015 - 09 Jun 2017
No
AG0905
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Sep 2015 - 09 Jun 2017
No
AG0905
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
10 Sep 2015 - 09 Jun 2017
No
AG0905
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
05 Sep 2013 - 31 Aug 2015
No
AG0905
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
05 Sep 2013 - 31 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.