Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOW, WAYNE MARK
Chinese Name of Relevant Individual
HKMA Registration Number
AG0933
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2014 - 15 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2014 - 15 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2014 - 14 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Feb 2014 - 14 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2013 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2013 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOW, WAYNE MARK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0933
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0933
CITIBANK, N.A.
Type 1: dealing in securities
24 Nov 2017 - 01 Dec 2017
No
AG0933
CITIBANK, N.A.
Type 4: advising on securities
24 Nov 2017 - 01 Dec 2017
No
AG0933
CITIBANK, N.A.
Type 1: dealing in securities
14 Apr 2014 - 15 Apr 2014
No
AG0933
CITIBANK, N.A.
Type 4: advising on securities
14 Apr 2014 - 15 Apr 2014
No
AG0933
CITIBANK, N.A.
Type 1: dealing in securities
05 Mar 2014
No
AG0933
CITIBANK, N.A.
Type 4: advising on securities
05 Mar 2014
No
AG0933
CITIBANK, N.A.
Type 1: dealing in securities
10 Feb 2014 - 14 Feb 2014
No
AG0933
CITIBANK, N.A.
Type 4: advising on securities
10 Feb 2014 - 14 Feb 2014
No
AG0933
CITIBANK, N.A.
Type 1: dealing in securities
06 Sep 2013 - 19 Sep 2013
No
AG0933
CITIBANK, N.A.
Type 4: advising on securities
06 Sep 2013 - 19 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.