Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NG, WAI KONG PHILIP
Chinese Name of Relevant Individual

吳偉剛
HKMA Registration Number
AG0969
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, WAI KONG PHILIP
:
Chinese Name of Relevant Individual
吳偉剛
:
HKMA Registration Number
AG0969
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
03 Jun 2024
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
03 Jun 2024
No
WEALTH MANAGEMENT