Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KA FAI
Chinese Name of Relevant Individual
黎嘉輝
HKMA Registration Number
AG0988
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2017 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2017 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2016 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2016 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2013 - 07 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2013 - 07 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Sep 2013 - 07 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KA FAI
:
Chinese Name of Relevant Individual
黎嘉輝
:
HKMA Registration Number
AG0988
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0988
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Feb 2017 - 14 Nov 2021
No
AG0988
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Feb 2017 - 14 Nov 2021
No
AG0988
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2016 - 13 Nov 2016
No
AG0988
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2016 - 13 Nov 2016
No
AG0988
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Sep 2013 - 07 Aug 2016
No
AG0988
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Sep 2013 - 07 Aug 2016
No
AG0988
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Sep 2013 - 07 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.