Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, SHENG-YAO
Chinese Name of Relevant Individual
張盛堯
HKMA Registration Number
AG0995
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2014 - 30 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Oct 2014 - 30 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2013 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Sep 2013 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, SHENG-YAO
:
Chinese Name of Relevant Individual
張盛堯
:
HKMA Registration Number
AG0995
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0995
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Oct 2014 - 30 Apr 2020
No
AG0995
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
23 Oct 2014 - 30 Apr 2020
No
AG0995
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Sep 2013 - 03 Jun 2014
No
AG0995
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Sep 2013 - 03 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.