Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOH, WAI CHEONG
Chinese Name of Relevant Individual
許偉昌
HKMA Registration Number
AG1012
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2013 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2013 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOH, WAI CHEONG
:
Chinese Name of Relevant Individual
許偉昌
:
HKMA Registration Number
AG1012
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1012
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
19 Sep 2013 - 23 Jul 2019
No
AG1012
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
19 Sep 2013 - 23 Jul 2019
No
AG1012
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
11 Sep 2013
No
AG1012
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
11 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.