Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE LI, ELIZABETH SHU
Chinese Name of Relevant Individual
HKMA Registration Number
AG1057
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2015 - 27 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2014 - 07 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2014 - 15 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2013 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE LI, ELIZABETH SHU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1057
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1057
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Apr 2015 - 27 Apr 2015
No
AG1057
BANK MORGAN STANLEY AG
Type 1: dealing in securities
25 Aug 2014 - 07 Sep 2014
No
AG1057
BANK MORGAN STANLEY AG
Type 1: dealing in securities
03 Mar 2014 - 15 Mar 2014
No
AG1057
BANK MORGAN STANLEY AG
Type 1: dealing in securities
16 Sep 2013 - 29 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.