Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MCMILLAN, JAMIE PAUL
Chinese Name of Relevant Individual
HKMA Registration Number
AG1060
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2018 - 23 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2018 - 23 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2013 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2013 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MCMILLAN, JAMIE PAUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1060
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1060
HSBC BANK PLC
Type 1: dealing in securities
20 Apr 2018 - 23 Oct 2019
No
AG1060
HSBC BANK PLC
Type 4: advising on securities
20 Apr 2018 - 23 Oct 2019
No
AG1060
HSBC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Sep 2013 - 12 Apr 2018
No
AG1060
HSBC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
17 Sep 2013 - 12 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.