Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MADDOCKS, JAMES ROBERT KIRKBY
Chinese Name of Relevant Individual
HKMA Registration Number
AG1075
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2014 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
19 Jan 2014 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2013 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
18 Sep 2013 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MADDOCKS, JAMES ROBERT KIRKBY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1075
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1075
NEWEDGE GROUP
Type 1: dealing in securities
19 Jan 2014 - 29 Mar 2015
No
AG1075
NEWEDGE GROUP
Type 2: dealing in futures contracts
19 Jan 2014 - 29 Mar 2015
No
AG1075
NEWEDGE GROUP
Type 1: dealing in securities
18 Sep 2013 - 17 Dec 2013
No
AG1075
NEWEDGE GROUP
Type 2: dealing in futures contracts
18 Sep 2013 - 17 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.