Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YICK KA
Chinese Name of Relevant Individual
李奕嘉
HKMA Registration Number
AG1076
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2022 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2022 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2015 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2015 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2013 - 18 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YICK KA
:
Chinese Name of Relevant Individual
李奕嘉
:
HKMA Registration Number
AG1076
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1076
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jul 2022 - 10 Apr 2023
No
AG1076
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jul 2022 - 10 Apr 2023
No
AG1076
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
18 Jul 2015 - 05 Mar 2017
No
AG1076
WESTPAC BANKING CORPORATION
Type 4: advising on securities
18 Jul 2015 - 05 Mar 2017
No
AG1076
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
18 Sep 2013 - 18 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.