Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SCHALLER, JOHANNES
Chinese Name of Relevant Individual
HKMA Registration Number
AG1079
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2018 - 29 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2016 - 16 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2015 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2013 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SCHALLER, JOHANNES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1079
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1079
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 May 2018 - 29 May 2018
No
AG1079
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Jun 2016 - 16 Jun 2016
No
AG1079
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Jun 2015 - 03 Jun 2015
No
AG1079
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Sep 2013 - 19 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.