Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TEE, FONG SENG
Chinese Name of Relevant Individual
HKMA Registration Number
AG1080
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2019 - 22 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2019 - 22 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2019 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2019 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2016 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2016 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2013 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2013 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
18 Sep 2013 - 13 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TEE, FONG SENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1080
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1080
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
25 Dec 2019 - 22 Mar 2020
No
AG1080
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
25 Dec 2019 - 22 Mar 2020
No
AG1080
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
20 Sep 2019 - 18 Dec 2019
No
AG1080
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
20 Sep 2019 - 18 Dec 2019
No
AG1080
CREDIT SUISSE AG
Type 1: dealing in securities
01 Jul 2016 - 31 Dec 2016
No
AG1080
CREDIT SUISSE AG
Type 4: advising on securities
01 Jul 2016 - 31 Dec 2016
No
AG1080
CREDIT SUISSE AG
Type 1: dealing in securities
22 Nov 2013 - 30 Jun 2016
Yes
AG1080
CREDIT SUISSE AG
Type 4: advising on securities
22 Nov 2013 - 30 Jun 2016
Yes
AG1080
CREDIT SUISSE AG
Type 1: dealing in securities
18 Sep 2013 - 21 Nov 2013
No
AG1080
CREDIT SUISSE AG
Type 4: advising on securities
18 Sep 2013 - 21 Nov 2013
No
AG1080
CREDIT SUISSE AG
Type 9: asset management
18 Sep 2013 - 13 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.