Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIN, CHI LOK
Chinese Name of Relevant Individual
陳熾樂
HKMA Registration Number
AG1082
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2018 - 17 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2018 - 04 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2018 - 04 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2013 - 22 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2013 - 22 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIN, CHI LOK
:
Chinese Name of Relevant Individual
陳熾樂
:
HKMA Registration Number
AG1082
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1082
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2018 - 17 Mar 2019
No
AG1082
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Apr 2018 - 04 Jun 2018
No
AG1082
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Apr 2018 - 04 Jun 2018
No
AG1082
CHONG HING BANK LIMITED
Type 1: dealing in securities
18 Sep 2013 - 22 Feb 2014
No
AG1082
CHONG HING BANK LIMITED
Type 4: advising on securities
18 Sep 2013 - 22 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.