Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, MAN HEI IVAN
Chinese Name of Relevant Individual
林文浠
HKMA Registration Number
AG1088
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2024 - 26 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2024 - 26 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2020 - 20 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2020 - 20 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2018 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2014 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2014 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2014 - 09 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2014 - 09 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2013 - 28 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, MAN HEI IVAN
:
Chinese Name of Relevant Individual
林文浠
:
HKMA Registration Number
AG1088
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Jun 2024
No
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Jun 2024
No
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1088
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 18 Jun 2024
No
AG1088
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 18 Jun 2024
No
AG1088
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Mar 2024 - 26 May 2024
No
AG1088
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Mar 2024 - 26 May 2024
No
AG1088
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Sep 2020 - 20 Nov 2022
No
AG1088
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Sep 2020 - 20 Nov 2022
No
AG1088
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Mar 2018 - 02 Aug 2020
No
AG1088
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Mar 2018 - 02 Aug 2020
No
AG1088
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2017 - 19 Nov 2017
No
AG1088
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2017 - 19 Nov 2017
No
AG1088
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2014 - 15 Aug 2017
No
AG1088
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2014 - 15 Aug 2017
No
AG1088
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2014 - 09 Jan 2014
No
AG1088
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2014 - 09 Jan 2014
No
AG1088
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Sep 2013 - 28 Nov 2013
No
AG1088
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Sep 2013 - 28 Nov 2013
No
AG1088
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Sep 2013 - 28 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.