Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SIN MAN
Chinese Name of Relevant Individual
王倩雯
HKMA Registration Number
AG1100
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jan 2015 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2013 - 30 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2013 - 30 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Sep 2013 - 30 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SIN MAN
:
Chinese Name of Relevant Individual
王倩雯
:
HKMA Registration Number
AG1100
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1100
UBS AG
Type 1: dealing in securities
14 Jan 2015 - 22 Oct 2015
No
AG1100
UBS AG
Type 4: advising on securities
14 Jan 2015 - 22 Oct 2015
No
AG1100
UBS AG
Type 6: advising on corporate finance
14 Jan 2015 - 22 Oct 2015
No
AG1100
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2013 - 30 Oct 2014
No
AG1100
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2013 - 30 Oct 2014
No
AG1100
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Sep 2013 - 30 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.