Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SOHN, SO YON
Chinese Name of Relevant Individual
孫素娟
HKMA Registration Number
AG1113
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2013 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2013 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2013 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2013 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SOHN, SO YON
:
Chinese Name of Relevant Individual
孫素娟
:
HKMA Registration Number
AG1113
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1113
CITIBANK, N.A.
Type 1: dealing in securities
23 Sep 2013 - 14 Apr 2021
No
AG1113
CITIBANK, N.A.
Type 4: advising on securities
23 Sep 2013 - 14 Apr 2021
No
AG1113
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Sep 2013 - 14 Apr 2021
No
AG1113
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
23 Sep 2013 - 14 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.