Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIE, CHANG
Chinese Name of Relevant Individual
HKMA Registration Number
AG1115
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2015 - 23 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2015 - 30 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2014 - 27 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2014 - 14 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2014 - 18 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIE, CHANG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1115
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1115
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Oct 2015 - 23 Oct 2015
No
AG1115
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Jan 2015 - 30 Jan 2015
No
AG1115
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Nov 2014 - 27 Nov 2014
No
AG1115
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Aug 2014 - 14 Aug 2014
No
AG1115
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Jul 2014 - 18 Jul 2014
No
AG1115
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Sep 2013 - 27 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.