Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SANTOSH, BRAJESH CHANDRA JHA
Chinese Name of Relevant Individual
HKMA Registration Number
AG1137
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2017 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2017 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2016 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2016 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2013 - 18 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2013 - 18 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SANTOSH, BRAJESH CHANDRA JHA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1137
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1137
BNP PARIBAS
Type 1: dealing in securities
25 Feb 2017 - 31 May 2019
No
AG1137
BNP PARIBAS
Type 4: advising on securities
25 Feb 2017 - 31 May 2019
No
AG1137
UBS AG
Type 1: dealing in securities
13 Sep 2016 - 08 Nov 2016
No
AG1137
UBS AG
Type 4: advising on securities
13 Sep 2016 - 08 Nov 2016
No
AG1137
UBS AG
Type 1: dealing in securities
26 Sep 2013 - 18 May 2016
No
AG1137
UBS AG
Type 4: advising on securities
26 Sep 2013 - 18 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.