Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STEPHEN, ANDREW DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AG1156
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2014 - 18 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2014 - 18 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Aug 2014 - 18 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2014 - 05 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2014 - 05 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Mar 2014 - 05 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2014 - 14 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2014 - 14 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Feb 2014 - 14 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2013 - 04 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2013 - 04 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Sep 2013 - 04 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STEPHEN, ANDREW DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1156
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Aug 2014 - 18 Sep 2019
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Aug 2014 - 18 Sep 2019
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
23 Aug 2014 - 18 Sep 2019
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Jul 2014 - 04 Jul 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Jul 2014 - 04 Jul 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
02 Jul 2014 - 04 Jul 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Mar 2014 - 05 Mar 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Mar 2014 - 05 Mar 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
03 Mar 2014 - 05 Mar 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Feb 2014 - 14 Feb 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Feb 2014 - 14 Feb 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
07 Feb 2014 - 14 Feb 2014
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Sep 2013 - 04 Oct 2013
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Sep 2013 - 04 Oct 2013
No
AG1156
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
27 Sep 2013 - 04 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.