Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, JIAXIN
Chinese Name of Relevant Individual
林佳欣
HKMA Registration Number
AG1163
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2021 - 18 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2019 - 17 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2019 - 17 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2014 - 01 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2013 - 15 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, JIAXIN
:
Chinese Name of Relevant Individual
林佳欣
:
HKMA Registration Number
AG1163
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1163
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
30 Sep 2021 - 18 Apr 2023
No
AG1163
CHONG HING BANK LIMITED
Type 1: dealing in securities
14 Mar 2019 - 17 Mar 2021
No
AG1163
CHONG HING BANK LIMITED
Type 4: advising on securities
14 Mar 2019 - 17 Mar 2021
No
AG1163
CTBC BANK CO., LTD.
Type 1: dealing in securities
14 Oct 2015 - 03 Jan 2016
No
AG1163
CTBC BANK CO., LTD.
Type 4: advising on securities
14 Oct 2015 - 03 Jan 2016
No
AG1163
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
17 Sep 2014 - 01 Dec 2014
No
AG1163
EFG BANK AG
Type 1: dealing in securities
28 Sep 2013 - 15 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.