Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DAVIS, GEORGE
Chinese Name of Relevant Individual
HKMA Registration Number
AG1176
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2016 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2014 - 03 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2013 - 08 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DAVIS, GEORGE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1176
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1176
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 Dec 2016 - 07 Dec 2016
No
AG1176
ROYAL BANK OF CANADA
Type 4: advising on securities
01 Sep 2014 - 03 Sep 2014
No
AG1176
ROYAL BANK OF CANADA
Type 4: advising on securities
30 Sep 2013 - 08 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.